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Federal Reserve seeks comment on proposed Volcker rule changes
7 years ago
Amendments to the Volcker rule took another step forward yesterday after the Federal Reserve Board released a note requesting feedback on proposed changes to the rule -
SEC's Grim and Crovitz resurface at Washington DC law firm
7 years ago
Two former US Securities and Exchange Commission directors have joined law firm Stradley Ronon -
Bonds climb as the Dow tumbles amid Trump sanctions on Chinese imports
7 years ago
Investors are seeking safety in government bonds -
Fund industry braces for further impact after court's DOL fiduciary rule decision
7 years ago
The US Department of Labor (DOL) had said it will not enforce its embattled ‘fiduciary rule’ following a legal ruling last week – but one regulatory lawyer says fund industry players should nevertheless brace for several impacts of that ruling -
Ares leads the way as US tax reform prompts corporate structure rethink
7 years ago
Ares Management has announced its conversion from a partnership tax structure to a corporation or C-Corp – and it’s likely other managers will follow suit now that US taxation law changes – the most comprehensive tax reform in more than three decades – have taken effect -
Pimco interval fund seeks SEC order allowing it to issue further share classes
7 years ago
The Pimco Flexible Credit Income Fund has sought permission from the SEC to issue further classes of shares -
Rule delay frees managers to continue selling
7 years ago
The US Department of Labor’s fiduciary rule were officially pushed back until 1 July 2019. That means selling funds into IRAs should be easier - for now -
SEC names deputy director for its investment management unit
7 years ago
The SEC has appointed Paul Cellupica as deputy director for its division of investment management -
LA pension fund monitors high yield manager Aegon amid SEC investigation
7 years ago
The Los Angeles City Employees Retirement System (Lacers) is currently monitoring its high yield manager Aegon, which is under SEC investigation
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